This new edition of Richard Posner's book will no doubt enhance its already
sterling reputation. In reviewing the second edition (of 1998) ten years ago, I wrote that since its first
appearance in 1988, it had "established itself as one of the 'standard
texts' for the field of literature and law" because "Posner has an
encyclopaedic knowledge of literatures from a range of eras and cultures, and
he draws liberally from them in his identification of law literature
relations." (Literary Research, 1999). The latest edition amplifies the virtues
of the previous ones. Wide-ranging, well-written, and erudite, it could not
only serve as the basic text for courses on literature and law, but also
stimulate anyone interested in the books and the ideas Posner treats, and there
is a plethora of both. It should particularly interest specialists in
nineteenth-century literature, which produced many of the fundamental works
that are now standard in the literature and law canon, such as Bleak House, Brothers Karamazov, Crime and
Punishment, and Billy
Budd. Besides
examining these and reminding us that many notable writers of this period--such
as Balzac and Flaubert--were trained in law, Posner insightfully analyzes work
by a wide range of nineteenth-century authors from England and America,
including James Fenimore Cooper, Arthur Conan Doyle, Henry Rider Haggard, Henry
James, Herman Melville, Percy Bysshe Shelley, and Mark Twain.
A short examination of Posner's central passages about Bleak House provide
a sense of where the strengths of law and literature analyses lie. In his
discussion of Dickens, Posner usefully compares the treatment of the chancery
proceedings in Bleak House to those of the court in Franz
Kafka's The Trial: "the early nineteenth-century
English chancery court, with its leisurely course, its emphasis on documentary
evidence, and its inquisitorial procedure, resembled the Continental courts
more than it did the common law courts of England and America" (187).
Comparisons like these illuminate both texts, particularly when we learn that
Kafka "admired Dickens' novels" (187), a point that could stimulate
further study of their intertextual relations. But Posner could have done much
more with the role and rule of law in the works of other nineteenth century
authors. He barely mentions Zola, who apparently wrote his first great work, Thérèse
Raquin, in reaction to Raskolnikov's dialogical confession in
Dostoevsky's Crime and Punishment, a point that
helps explain crucial details of Zola's plot. Since these two novels are crucial to the study of
the relation between literature and law, it is strange that Posner wholly
neglects the first and says surprisingly little about the second. While there is only so much one can
cover in a single book (even one of this length), and while Posner is an
American legal scholar (and judge) rather than a literary critic, his lacunae
are conspicuous. Besides what I have just noted, he is much stronger on the
Anglo-American tradition and a few classics than he is on French, German, and
especially Latin American literature.
Overlapping the gaps in the literature he treats is a larger gap in the
methodology of his analyses. As I first noted ten years ago, "he and those
like him never even ponder a relationship between administrative law and
literary criticism, and [he] therefore misses the point about the source and
the power of particular discursive conventions, as well as the
self-other/author-hero relationships in law and literature." In all three
of his editions, Posner misses the importance of more fundamental links between
literature and law, especially in their construction of characters,
"others", who suit particular narrative situations. I have explored
this problem in my own work on how--for the purposes of the UNHCR Geneva
Convention--refugees must "construct" themselves as refugees in order
to be admitted as such into a country of origin (Robert F. Barsky, Constructing a Productive Other:
Discourse Theory and the Convention Refugee Claimant [1995.]). Whenever subjects in a
legal proceeding are asked to invent, justify, or exonerate themselves through
the power of creative narrative,
they are in important ways re-enacting what an author does when he or she
"constructs" characters in order to make them convincingly play a
role in a fictional narrative. In both cases the process begins from scratch.
Since most refugee claimants and most fictional characters have no recorded
past, they must be represented from the ground up in order to play their respective
roles. To understand this process, we need the help of other theorists who have
explained the circulation of social discourse: Marc Angenot, Mikhail Bakhtin
and articulations of his work on self-other relations
by Michael Holquist (in Dialogism [2002]), and Pierre Bourdieu on the
ways in which symbolic relations unfold in the discourse marketplace (in Language
and Symbolic Power,
ed. John B. Thompson (1991). But these texts, and the areas to
which they refer, are all conspicuous by their absence from this text. Posner
does not even refer to John Austin's "speech acts," which are not
only crucial to the functioning of legal proceedings but also directly relate
to the naming process in literature and the power of the language used in both
literature and law. And, given the importance of intercultural trials, both
fictional and actual, there's also a very surprising lacuna in the absence of
any discussion of François Lyotard's Différend. Though
these may seem minor omissions, given the vast amount of territory Posner
covers, they are in fact crucial ones, since they each involve specific points
of coincidence between the two fields. Posner himself claims that "only
rarely can we learn much about the day-to-day operations of a legal system from
works of imaginative literature" (21), but this is true only if we ignore
the fundamental overlaps that Posner himself ignores.
For all its gaps, this third edition adds new material. There is more on how
literary models and techniques might be used to improve the performance of
judges and lawyers, and on growing concerns about copyright law and literary
plagiarism; there is also a sketch of the future of this field for which this
book, in Posner's opinion, represents "the closest that law and literature
movement has come to producing" a treatise (xv). But if this is the best
treatise on the topic produced so far, it is clear that we need a better one,
if only because Posner seriously misrepresents the field of literary studies.
In his view, literary criticism has "allowed itself to become submerged in
cultural studies" (8), making English departments laughingstocks of the
university. This is one of many generalizations that reflect prejudice rather
than knowledge of literary studies, including such notions such as these:
"except by radical critics, the greatness of Homer or Dante or Shakespeare
is no longer questioned" (23): "it takes many years to separate the
wheat [of literature that will survive] from the chaff [of what will not]"
(23); "if there is a single property that enables a writing to pass the
test of time and be received into the canon, it is adaptability to new and
different cultural settings" (28). Each of these statements reveals
ignorance or misunderstanding of work that has preceded his own and that has
challenged--from feminist, historical or theoretical perspectives--some of the
homogenous thinking about literature and the institutions employed to assess
and diffuse it. Posner is likewise well behind the curve on the road of theory.
Despite recent work areas such as sociocritique, or the sociology of
literature, he has just discovered that the question "what is
literature" might be misleading (31), and despite the subtle complexity of
such books as Robert Grudin's Book: A Novel (Random House
1992) or even David Lodge's The British Museum is Falling Down (Penguin
1998), he claims that in academic novels, "the focus... is on personal
rivalries, comic predicaments, sexual misadventures, and other activities in
which academics engage in common with other people, rather than on the things
that set them apart" (34). But is the academic novel nothing but a story
of ordinary life embroidered with literary chit-chat? In the spectrum that runs
from the fiction of ordinary life (insofar as there is such a thing) to books
on literary theory, there is much more grey than black or white, which is
precisely the condition of the legal field as Posner defines it here. A work
like Grudin's not only describes the realm of theory but does so by linking its
plot to the kinds of theoretical issues that are discussed in the scholarship.
Likewise, Lodge's work isn't just intrigue and common foibles. It's also a
discussion of the stakes and constraints of literary research, from his
earliest academic novel all the way up to, say, Thinks
(2002).
Finally, Posner decries the "leftists": those who without rigor or
training or understanding occupy the silly domains of cultural studies or
literary criticism (it's unclear which he prefers, but he certainly derides the
former as being the corrupting force). That he feels this way clouds his
judgment and discernment, so that he ends up attacking critics who have
challenged his own work, notably Robin West, whose careful feminist-inspired
analysis challenges but also complements Posner's approach by adding a whole
new perspective on the questions he raises (see for example (Caring for
Justice. [1997]). He also pigeon-holes Terry Eagleton as a "Marxist
literary theorist" (160) even though Eagleton's work spans a huge array of
concerns, right up to his current considerations of atheism as the new religion
(Reason, Faith, and
Revolution: Reflections on the God Debate, 2009). If we
are to separate wheat from chaff in our assessment of literature, we might
likewise sift strong versions of literary criticism or language theory from
weak ones, rather than just lumping all of them together. Posner himself is
weak on literary criticism while strong on law; in his own comfort zones, he
offers succinct, interesting, and valuable insights on such fascinating topics
as revenge, judicial opinions, and the workings of specific areas of the legal
field. But despite his effort to link law and literature in mostly positive and
apolitical ways, he reveals his politics in unmeasured comments, or in strange
views that appear from time to time in this book, such as the observation that
there has been a "dramatic improvement in the quality of life in New
York" (44) beginning in the 1990s. (That, I cannot help noting, is when
the homeless were dragged off the streets and expelled to New Jersey, when the
sordid consumer capitalist corporation took even stronger hold of the city and
when, frankly, it became a far less agreeable place because it began to cost so
much money to just be there.) Posner also reveals overpowering biases in some
of his literary judgments, such as the claim that To Kill a Mockingbird is "an inferior version of Faulkner's novel
on the same theme, Intruder in the Dust" (53). To prefer one novel over the other is a matter of judgment;
to make one an inferior version of the other seems a little condescending.
Likewise dismissive of film in general, he claims that "even the best of
law films... are doubtful candidates for analysis as literary works",
because they "lack the density and complexity even of their novelistic
counterparts, such as the law novels of John Grisham" (54). What about
Polanski's take on Ariel Dorfman's play "Death and the Maiden"? Law
films aren't just whodunits or courtroom dramas, but his limited perspective on
cultural representations of law leads him to think so, and thus to make such
sweeping generalizations.
This is a valuable, impressive and at times flawed book, essential for those
interested in literature and law, but far from the basic text for the field.
Consider the competition. In Troubling Confessions: Speaking Guilt in Law
and Literature (2001) Peter Brooks brings manifest erudition and
engaged scholarship to questions of confession, using psychoanalysis as a
grounding model; Wai Chee Dimock's Residues of Justice: Literature,
Law, Philosophy (1996) offers a powerful set of close readings linked
to a range of fundamental political philosophy employed in Anglo-American
jurisprudence; in Doing What Comes Naturally: Change, Rhetoric and the
Practice of Theory in Literary and Legal Studies (1989),
Stanley Fish puts his own close readings to work alongside his insights about
interpretive communities; in The Mirror of Justice: Literary Reflections of
Legal Crises (1997), Theodore Ziolkowski links literary texts that
deal with law to the crises of the context within which they were written (and
read); and finally, in Law and Literature (1996), Lenora Ledwon offers a
series of foundational texts that allow students to explore the domain for
themselves, making the kinds of links that seem pertinent given their interests
and approaches. Posner offers an overview, with examples of how readings could
be done, the kinds of traps we might fall into as either non-lawyers or
non-literary scholars, and the kinds of conclusions he considers worth drawing.
It's in the dialogue between his work and those of literary theorists that the
field will grow, and not in a treatise shaped by the kinds of biases, however
interesting, that Posner reveals.
Robert Barsky is Professor
of Literature and Jewish Studies at Vanderbilt University.
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